Tag Archives: arthur don

Arthur Don to Speak at ACA’s Spring 2017 Compliance Conference in Florida

Arthur Don, co-chair of the Investment Regulation Group, will participate in the ACA Spring 2017 Compliance Conference, Thursday, May 4, in Florida. Arthur will speak on the panel, “Business Continuity: What Should Advisors be doing Now?” which will focus on mergers and acquisitions of advisory firms, incapacitation of a key man, and winding down.  The … Continue Reading

Pete Michaels Presents on United States Regulatory Traps for the Unwary Financial Services Firm

On Thursday, August 27, Greenberg Traurig’s Pete Michaels, shareholder in the Greenberg Traurig’s Financial Regulatory and Compliance and Securities Litigation Groups, presented “Legal Quick Hit: But I Thought it was No Big Deal: United States Regulatory Traps for the Unwary Financial Services Firm” to the Association of Corporate Counsel (ACC) Financial Services Committee. The webinar … Continue Reading

Brett Kitt Spoke at the Online Lenders Alliance Spring Summit in Washington, D.C.

Brett Kitt, Financial Regulatory Of Counsel, participated as a speaker in the Online Lenders Alliance Spring Summit held in Washington, D.C. from April 28 – 29. Brett moderated a panel at the Summit titled “Regulatory Recap” on April 29. The session provided an outlook on the Consumer Financial Protection Bureau’s outline for a proposed rule-governing … Continue Reading
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