As robo-advisers continue to grow in popularity with investors, especially millennial investors, at least one regulator is taking a closer look. On July 14, 2016, Massachusetts Secretary of the Commonwealth
Continue Reading Massachusetts Offers Policy Guidance on Investment Advisers’ Use of Robo-Advisers
John K. Wells
Fiduciary Standard Rule for Retirement Accounts Approved
By John K. Wells on
Posted in Financial Regulation
The Department of Labor has given final approval to its long-anticipated “fiduciary standard” regulation. The new rule – which has been in the works for nearly six years – requires…
Continue Reading Fiduciary Standard Rule for Retirement Accounts Approved