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Benjamin Cohen advises private equity funds and fund managers on various aspects of fund formation, fundraising, deal structuring, investor relations, and business development. He drafts and reviews a range of legal documents including term sheets, limited partnership agreements, private placement memoranda, and subscription agreements. Benjamin also manages organizational processes, fund governance, and securities law matters.

On July 30, 2024, the SEC announced it had reached a settlement agreement with Western, a dually registered investment adviser and broker-dealer providing investment advice and brokerage services to retail

Continue Reading Reg BI Enforcement Intensifies: SEC Fines Western International Securities for Violating Care and Compliance Obligations