At the urging of both an individual petitioner and the SEC, the Supreme Court has agreed to resolve a recent circuit split as to whether the five-year limitations period applicable
Continue Reading The Supreme Court Agrees to Determine Whether SEC Actions Seeking Disgorgement are Subject to the Five-Year Limitations Period Set Forth in 28 U.S.C. § 2462
Jason S. Lewis
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SEC Continues Enforcement Push as Outlined in its Announcement of FY 2016 Statistics
By Jason S. Lewis on
Posted in SEC
In an announcement this week related to FY 2016 enforcement statistics, the SEC reported another increase and outlined its continued robust efforts. In 2016, the SEC filed 868 enforcement actions…
Continue Reading SEC Continues Enforcement Push as Outlined in its Announcement of FY 2016 Statistics