Greenberg Traurig’s Pete Michaels, shareholder in the Financial Regulatory and Compliance and Securities Litigation practices, will be participating in the SIFMA Compliance and Legal Society (C&L) Regional Seminar,
Continue Reading Pete Michaels Speaks at SIFMA Compliance and Legal Society Regional Seminar
Greenberg Traurig
Jennifer Gray to Speak at ACI’s 21st National Conference on Consumer Finance Class Actions & Litigation
Jennifer Gray, shareholder at Greenberg Traurig, will participate in the American Conference Institute’s 21st National Conference on Consumer Finance Class Actions & Litigation from July 27-28. Jennifer will be speaking on the panel titled “The Telephone Consumer Protection Act (TCPA): Litigation and Settlement Trends, Emerging Defense Strategies, Class Action Certification Issues, and Staying Ahead of the Curve in the Face of Complex and Unclear Rules.” The session will address emerging trends and developments in TCPA litigation, settlement trends, certification issues relating to TCPA class actions, practical guidance for what lies ahead, among other areas of interest.
Continue Reading Jennifer Gray to Speak at ACI’s 21st National Conference on Consumer Finance Class Actions & Litigation
Financial Regulatory Changes Underway
Adoption of the Corporate Governance Annual Disclosure Model Act and the Corporate Governance Annual Disclosure Model Regulation
Insurance company executives are used to the scrutiny and standards of fiduciary care that may apply to their positions. The standards that apply can be complicated for an insurance company’s senior executives, who have responsibilities related to their shareholders, as well as obligations to the policyholders of the company, subject to robust state regulatory oversight. The National Association of Insurance Commissioners has been studying the states’ general corporate fiduciary standards and working on model corporate governance disclosures that will apply to insurers and/or their holding companies.
Recently, the National Association of Insurance Commissioners’ (NAIC’s) Executive Committee/Plenary voted to adopt the Corporate Governance Annual Disclosure Model Act and the Corporate Governance Annual Disclosure Model Regulation.
Continue Reading Financial Regulatory Changes Underway
Carl Fornaris and William Mack Address Personal Liability Facing Financial Industry Compliance Professionals
The Financial Markets Association held its Annual Securities Compliance intense training seminar focused on current compliance topics, new rules or interpretations, and regulatory developments. Carl Fornaris, shareholder, and William Mack,…
Continue Reading Carl Fornaris and William Mack Address Personal Liability Facing Financial Industry Compliance Professionals
CFPB Observer: Recent Developments from Feb. 2-6, 2015
The authors discuss current developments with the Consumer Financial Protection Bureau (CFPB) including a proposed consent order with a credit card issuer, an enforcement action against a subprime credit card…
Continue Reading CFPB Observer: Recent Developments from Feb. 2-6, 2015
SEC Proposes Amendments to Registration Requirements Further Implementing the JOBS Act
On Dec. 18, 2014, the Securities and Exchange Commission proposed amendments to current rules under Section 12(g) of the Securities Exchange Act of 1934, as amended (the Exchange Act) that…
Continue Reading SEC Proposes Amendments to Registration Requirements Further Implementing the JOBS Act