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Are Syndicated Term Loans Securities Under Reves v. Ernst & Young? 2nd Circuit Solicits SEC Views

By Daria Boxer, Richard M. Cutshall, Barbara A. Jones, William Mack & Arleen A. Nand on May 18, 2023

Posted in 2d Circuit, banking, Banking Regulators, Bankruptcy, Banks, Client Alert, Compliance, Featured, Financial Regulation, Financial Services Litigation, GT Alert, Lending, Litigation, Regulatory Compliance, SEC, Securities

A holding subjecting Term Loan Bs to securities regulation would have a profound effect on the $1.4 trillion market for syndicated term loans and on financial institutions at a time of limited liquidity. …
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SCOTUS to Resolve Circuit Split Over Dodd-Frank Whistleblowers

By Jack Gearan on July 5, 2017

Posted in 2d Circuit, Dodd-Frank, SEC, U.S. Supreme Court

On Monday, June 26, 2017, the U.S. Supreme Court agreed to review whether the Dodd-Frank Act (DFA) prohibits retaliation against internal whistleblowers or only covers individuals who report to the…
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