Continue Reading Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56

News & Commentary on Financial Regulatory and Compliance Matters
The Commodity Futures Trading Commission (CFTC) issued Letter No. 20-28 on Sept. 15, 2020. Letter 20-28 addresses issues of relevance both for futures commission merchants (FCMs) as well as asset
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Continue Reading Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56
On Aug. 5, 2020, the SEC proposed modifications to current rules and forms that would significantly change the disclosures required of mutual funds and exchange traded funds (ETFs) that report
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Continue Reading SEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund Disclosures