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Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56

By Jeffry M. Henderson & Douglas E. Arend on October 1, 2020

Posted in banking, Banks, CFTC, Featured, Financial Regulation, Financial Services Litigation, GT Alert, Investment Regulation, Litigation, Regulatory Compliance, Securities

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Continue Reading Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56

SEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund Disclosures

By Arthur Don on August 27, 2020

Posted in banking, Banks, Capital Markets, Compliance, Exchange-Traded Funds (ETFs), Featured, Financial Regulation, Financial Services Litigation, GT Alert, Investment Regulation, Regulatory Compliance, SEC, U.S. Financial Market

On Aug. 5, 2020, the SEC proposed modifications to current rules and forms that would significantly change the disclosures required of mutual funds and exchange traded funds (ETFs) that report

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Continue Reading SEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund Disclosures

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Financial Services Observer

Chicago

Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56

SEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund Disclosures

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