In February, President Trump signed an Executive Order directing the U.S. Department of Labor (DOL) to review the fiduciary rule for brokers that President Obama’s Labor Department adopted. The federal
Continue Reading NY Department of Financial Services Proposes its Own Fiduciary Rule in Response to U.S. DOL Delay
Department of Financial Services
NY Governor’s Proposed Budget Forecasts Increased Regulation of Fintech
By Andrew S. Wein on
Posted in Fintech
In his proposed budget for fiscal year 2017-2018, New York Governor Andrew Cuomo advanced changes to the New York Banking Law that would give the Department of Financial Services (NY…
Continue Reading NY Governor’s Proposed Budget Forecasts Increased Regulation of Fintech