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Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56

By Jeffry M. Henderson & Douglas E. Arend on October 1, 2020

Posted in banking, Banks, CFTC, Featured, Financial Regulation, Financial Services Litigation, GT Alert, Investment Regulation, Litigation, Regulatory Compliance, Securities

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Derivatives Update: What You Should Know As We Enter 2017

By Douglas E. Arend & Nanette Aguirre on November 23, 2016

Posted in EU's Bank Recovery and Resolution Directive, Financial Regulation, Securities, Tax

This year has been full of surprises in the global markets with Brexit, the Republicans’ win of the executive branch and continuing control of the legislative branch in the U.S.
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How the SEC Proposed New Derivatives Rules Affect Registered Funds and Business Development Companies

By Nanette Aguirre on December 18, 2015

Posted in Risk Management, SEC

On Dec. 11, 2015, the SEC proposed new derivatives rules for registered funds and business development companies. The proposed rules set limits on portfolio exposure and the requirement that funds …
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