Tag Archives: FRAC

FINRA’s 2019 Risk Monitoring and Examination Priorities Letter

On Jan. 22, 2019, the Financial Industry Regulatory Authority (FINRA) released its 14th Annual Risk Monitoring and Examination Priorities Letter, where it identifies its areas of examination focus for 2019. The FINRA president’s cover note points out the addition to the title of a reference to “risk monitoring.” While the Priority Letter describes the multiple … Continue Reading

Nanette Aguirre to Moderate the Minorities in Restructuring and Alternative Investments (MRAI) Networking Event

Nanette Aguirre, Financial Regulatory and Compliance shareholder and MRAI executive committee member, will participate as a moderator at the Minorities in Restructuring and Alternative Investments (MRAI) Forum which will take place on May 11 at The National at the Benjamin Hotel in New York City. The discussion will highlight the growing number of minorities in … Continue Reading

Greenberg Traurig to Sponsor ACI’s 24th National Conference on Consumer Finance Class Actions & Litigation

Greenberg Traurig, LLP is proud to sponsor and participate in the American Conference Institute’s (ACI) upcoming National Conference on Consumer Finance Class Actions & Litigation, to be held Jan. 26-27, 2015, at The Viceroy, Miami, Florida. Greenberg Traurig Shareholder Paul Ferak will speak on the conference panel titled, “Supreme Court Review:  The Blockbuster 2015-2016 Term … Continue Reading
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