Skip to content

menu

HomeAboutServicesContact

Search

Close

Enter Search Terms

Financial Services Observer

News & Commentary on Financial Regulatory and Compliance Matters

hedge funds

SEC Issues Concept Release to Overhaul Current Framework for Exempt Offerings

By Lee Ann Anderson & Jiwon Hahn on June 28, 2019

Posted in Client Alert, Exempt offerings, GT Alert, Investment Regulation, SEC, Securities, Securities and Exchange Commission

The SEC is seeking public comment (due by September 24, 2019) on possible ways to improve the framework for exempt offerings under the Securities Act of 1933 and related SEC…
Continue Reading SEC Issues Concept Release to Overhaul Current Framework for Exempt Offerings

Elaine Greenberg to Speak at PLI Hedge and Private Funds Seminar

By Greenberg Traurig on November 21, 2016

Posted in Events, Financial Regulation

Elaine C. Greenberg, Greenberg Traurig shareholder, will speak at the Practising Law Institute (PLI) Program “Hedge and Private Fund Enforcement & Regulatory Developments 2016” in New York…
Continue Reading Elaine Greenberg to Speak at PLI Hedge and Private Funds Seminar

Stay Connected

RSS Twitter Facebook LinkedIn

Topics

Select Category

About

Greenberg Traurig’s Financial Regulatory and Compliance Group brings together attorneys from various offices and practice areas to assist financial services firms of all types and sizes, as well as vendors to those firms, as they face regulatory, legislative, supervision, examination, licensing, compliance, and governance matters

Blog Authors Show/Hide

Archives

Select Month

Past Events

Nov. 2 EVENT | Selecting an EB-5 Investment Project

Join GT Shareholders Kate Kalmykov and William Mack, along with America EB-5 Visa, LLC’s CEO Marko Issever, for an informative discussion…

Webinar – Aug. 20: LIBOR Phaseout – Preparing for the Beginning of the End

On Thursday, Aug. 20 at 11 a.m. EST, join GT Shareholders Carl Fornaris and Oscar Stephens for a complimentary webinar…

Recent Posts

Prediction Markets: A CFTC Enforcement Update
FTC Seeks Comment on Potential Updates to Negative Option Rule
CFTC Regulatory Developments on Prediction Markets and Event Contracts
California DPFI Suspends Implementation, Enforcement of State’s New Investor Law
SEC Clarifies Status of Crypto Assets Under Federal Securities Laws, Signals Potential Exemptive and Safe Harbor Framework

Financial Services Observer

RSS Twitter Facebook LinkedIn

Privacy PolicyDisclaimer

About Greenberg Traurig

Greenberg Traurig, LLP has more than 3,100 lawyers across 51 locations in the United States, Europe, the Middle East, Latin America, and Asia. The firm’s broad geographic and practice range enables the delivery of innovative and strategic legal services across borders and industries. Recognized as a 2025 BTI “Best of the Best Recommended Law Firm” by general counsel for trust and relationship management, Greenberg Traurig is consistently ranked among the top firms on the Am Law Global 100, NLJ 500, and Law360 400. Greenberg Traurig is also known for its philanthropic giving, culture, innovation, and pro bono work. Web: www.gtlaw.com.

Copyright © 2026, Greenberg Traurig, LLP. All Rights Reserved.

Law blog design & platform by LexBlog