Greenberg Traurig Shareholder Carl A. Fornaris, co-chair of the Financial Regulatory and Compliance Practice, will speak at the Financial Markets Association’s (FMA’s) 26th Annual Securities Compliance Seminar on April
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SEC Scrutinizes Severance Agreements for Compliance With Dodd-Frank
By Jack Gearan on
Posted in Dodd-Frank, SEC
Recent SEC Fines
On Aug. 16, 2016, the U.S. Securities and Exchange Commission (SEC) announced that it had issued its second fine in as many weeks concerning a company’s use …
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