Continue Reading Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56

News & Commentary on Financial Regulatory and Compliance Matters
The Commodity Futures Trading Commission (CFTC) issued Letter No. 20-28 on Sept. 15, 2020. Letter 20-28 addresses issues of relevance both for futures commission merchants (FCMs) as well as asset
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Continue Reading Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56
On Aug. 5, 2020, the SEC proposed modifications to current rules and forms that would significantly change the disclosures required of mutual funds and exchange traded funds (ETFs) that report
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Continue Reading SEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund Disclosures
The SEC is seeking public comment (due by September 24, 2019) on possible ways to improve the framework for exempt offerings under the Securities Act of 1933 and related SEC…
Continue Reading SEC Issues Concept Release to Overhaul Current Framework for Exempt Offerings
Greenberg Traurig Shareholders Nanette Aguirre and Alan Slomowitz will be participating in a panel discussion that is co-hosted by GT, The New York Family Office, and the Private Funds Roundtable…
Continue Reading Greenberg Traurig to Participate in a Panel Discussion on the Alternatives Investment Industry & President Trump’s Administration
Elaine C. Greenberg, Greenberg Traurig shareholder, will speak at the Practising Law Institute (PLI) Program “Hedge and Private Fund Enforcement & Regulatory Developments 2016” in New York…
Continue Reading Elaine Greenberg to Speak at PLI Hedge and Private Funds Seminar