Shareholders Carl A. Fornaris and William B. Mack of global law firm Greenberg Traurig, LLP will be participating at the Financial Markets Association’s 2017 Treasury and Capital Markets Legal and Legislative Issues Conference, Oct. 25 – Oct. 26. Mack is also a member of the conference’s 2017 Program Planning Committee.
Fornaris will be moderating, “Recent Developments in BSA/AML/OFAC Regulation and Enforcement.” The discussion will review new rules and guidance; examine ongoing compliance problems; and review significant matters from the last year. Mack will moderate, “Securities General Counsel.” The panel includes general counsel from FINRA; U.S. Commodity Futures Trading Commission; U.S. Securities and Exchange Commission; National Futures Association; and Municipal Securities Rulemaking Board. The discussion will review key regulatory and supervisory issues and expectations; general updates; and provide an overview of rulemakings that have impacted, or will impact, capital markets and securities activities.