By a 3-2 party-line vote, on Aug. 23, 2023, the Securities and Exchange Commission adopted some of the most significant new rules under the Investment Advisers Act of 1940, as
Continue Reading Private Fund Adviser Rulemaking![ClassAction_Proposal](https://www.gtlaw-financialservicesobserver.com/files/2020/07/ClassAction_Proposal.jpg)
News & Commentary on Financial Regulatory and Compliance Matters
Jonathan Van Duren ˘ is a Corporate Practice Law Clerk/JD based in Greenberg Traurig’s Chicago office.
˘ Admitted in Massachusetts and Missouri. Not admitted in Illinois.
By a 3-2 party-line vote, on Aug. 23, 2023, the Securities and Exchange Commission adopted some of the most significant new rules under the Investment Advisers Act of 1940, as…
Continue Reading Private Fund Adviser Rulemaking