In connection with the Press Release announcing a Rule Proposal regarding adoption of written business continuity and transition plans by SEC-registered investment advisers (see our blog post on the topic),
Continue Reading SEC IM Guidance Update – Investment Company Business Continuity Plans
New SEC Rule Proposal – Written Business Continuity and Transition Plans for Registered Advisers
By Richard M. Cutshall on
Earlier this week, the SEC issued a Press Release announcing a Rule Proposal that would require SEC-registered investment advisers to adopt written business continuity and transition plans (BCP) as part…
Continue Reading New SEC Rule Proposal – Written Business Continuity and Transition Plans for Registered Advisers