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How the SEC Proposed New Derivatives Rules Affect Registered Funds and Business Development Companies

By Nanette Aguirre on December 18, 2015

Posted in Risk Management, SEC

On Dec. 11, 2015, the SEC proposed new derivatives rules for registered funds and business development companies. The proposed rules set limits on portfolio exposure and the requirement that funds …
Continue Reading How the SEC Proposed New Derivatives Rules Affect Registered Funds and Business Development Companies

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Greenberg Traurig’s Financial Regulatory and Compliance Group brings together attorneys from various offices and practice areas to assist financial services firms of all types and sizes, as well as vendors to those firms, as they face regulatory, legislative, supervision, examination, licensing, compliance, and governance matters

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