Continue Reading CFTC Proposes Expanding Exemption for Non-U.S. Commodity Pool Operators
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Derivatives Update: What You Should Know As We Enter 2017
This year has been full of surprises in the global markets with Brexit, the Republicans’ win of the executive branch and continuing control of the legislative branch in the U.S.
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How the SEC Proposed New Derivatives Rules Affect Registered Funds and Business Development Companies
By Nanette Aguirre on
Posted in Risk Management, SEC
On Dec. 11, 2015, the SEC proposed new derivatives rules for registered funds and business development companies. The proposed rules set limits on portfolio exposure and the requirement that funds …
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