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Photo of Jeffry M. Henderson Jeffry M. Henderson

Jeffry M. Henderson focuses his practice on a wide variety of compliance, regulatory, litigation and managed fund matters. In the areas of futures, derivatives, forex and securities issues, he advises a broad range of clients: broker-dealers, investment advisers, introducing brokers, futures commission merchants,

Jeffry M. Henderson focuses his practice on a wide variety of compliance, regulatory, litigation and managed fund matters. In the areas of futures, derivatives, forex and securities issues, he advises a broad range of clients: broker-dealers, investment advisers, introducing brokers, futures commission merchants, forex dealer members, commodity pool operators, commodity trading advisors and hedge fund managers. Jeffry also counsels proprietary trading firms and exempt investment managers regarding disclosure, regulatory and enforcement matters. He is also routinely involved in regulatory work and defending member firms before the SEC, CFTC, NFA and FINRA.

His industry experience began on the floor at Chicago Board of Trade and subsequently as general counsel for a publicly-traded futures commission merchant.

Photo of Douglas E. Arend Douglas E. Arend

Douglas E. Arend focuses his practice on commodity futures, derivatives and securities, with an emphasis on managed funds. He represents registered and exempt investment advisers, commodity pools and hedge funds, proprietary trading firms, introducing brokers, futures commission merchants and broker-dealers. Douglas concentrates on…

Douglas E. Arend focuses his practice on commodity futures, derivatives and securities, with an emphasis on managed funds. He represents registered and exempt investment advisers, commodity pools and hedge funds, proprietary trading firms, introducing brokers, futures commission merchants and broker-dealers. Douglas concentrates on complex transactional and regulatory matters, including public and private offerings, fund formation, business structuring, registration and compliance. His public fund experience includes SEC registered offerings, and compliance with the Securities Act of 1933, the Dodd-Frank Act, the Commodity Exchange Act and CFTC regulations.