Today, the SEC announced the adoption of amendments to several rules under the Investment Advisers Act of 1940 and to Form ADV, the investment adviser registration and reporting form.
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retirement accounts
Fiduciary Standard Rule for Retirement Accounts Approved
By John K. Wells on
Posted in Financial Regulation
The Department of Labor has given final approval to its long-anticipated “fiduciary standard” regulation. The new rule – which has been in the works for nearly six years – requires…
Continue Reading Fiduciary Standard Rule for Retirement Accounts Approved