The Internal Revenue Service (the Service) issued guidance last month that will, practically speaking, make it slightly more difficult for entities to qualify as regulated investment companies (RICs) for federal
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SEC IM Guidance Update – Investment Company Business Continuity Plans
By Richard M. Cutshall on
In connection with the Press Release announcing a Rule Proposal regarding adoption of written business continuity and transition plans by SEC-registered investment advisers (see our blog post on the topic),…
Continue Reading SEC IM Guidance Update – Investment Company Business Continuity Plans