The SEC is seeking public comment (due by September 24, 2019) on possible ways to improve the framework for exempt offerings under the Securities Act of 1933 and related SEC
Continue Reading SEC Issues Concept Release to Overhaul Current Framework for Exempt Offerings
securities offerings
States Challenge New SEC Rules on Small Public Offerings
By John K. Wells on
Posted in SEC
Two states – Massachusetts and Montana – have filed suit against the U.S. Securities and Exchange Commission (SEC), challenging the validity of the SEC’s “Regulation A+” rules on the grounds…
Continue Reading States Challenge New SEC Rules on Small Public Offerings