Tag Archives: securities offerings

SEC Issues Concept Release to Overhaul Current Framework for Exempt Offerings

The SEC is seeking public comment (due by September 24, 2019) on possible ways to improve the framework for exempt offerings under the Securities Act of 1933 and related SEC rules and regulations, via a June 18 concept release. The SEC seeks input from issuers, investors, and other market participants on potential updates to the exempt offering … Continue Reading

States Challenge New SEC Rules on Small Public Offerings

Two states – Massachusetts and Montana – have filed suit against the U.S. Securities and Exchange Commission (SEC), challenging the validity of the SEC’s “Regulation A+”  rules on the grounds that the new rules will reduce the states’ powers to review securities offerings before they are sold to the public.  So-called “Regulation A” previously permitted … Continue Reading