Greenberg Traurig’s Pete Michaels, shareholder in the Financial Regulatory and Compliance and Securities Litigation practices, will be participating in the SIFMA Compliance and Legal Society (C&L) Regional Seminar, Sept. 28, 2015, in Charlotte, North Carolina.

Michaels will be a panelist in the session titled “Chief Compliance Officer (CCO) Roundtable,” moderated by Dana S Alligood, Enterprise Compliance Executive and COO of Global Compliance for Bank of America Merrill Lynch.  The discussion will address hot topics in broker dealer regulation and compliance officer liability, as well as best practices for compliance officers.

Greenberg Traurig is a proud sponsor of the SIFMA Compliance and Legal Society (C&L) Regional Seminar.