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Raffael Fiumara

Raffael Fiumara has wide-ranging corporate, capital markets, securities, and financing experience across over a decade in both private practice and in-house roles. Raffael focuses his practice on public and private equity and debt capital markets, SEC and stock exchange reporting, corporate governance and compliance matters, corporate finance, mergers and acquisitions, and general corporate matters across a broad array of industries, including life sciences, fintech and financial services, technology, media, industrials, consumer, energy and natural resources.

Prior to joining Greenberg Traurig, Raffael served as vice president and senior counsel at Goldman Sachs for the Investment Banking Division, providing legal, policy, reputational, transactional and commercial advice on all aspects of the Investment Banking business.

The U.S. Securities and Exchange Commission recognized that processing delays associated with the unusually large number of Form ID applications being submitted due to the Holding Foreign Insiders Accountable Act may contribute to FPIs failing to meet the March 18, 2026, deadline to comply with such Section 16(a) reporting requirements.

Continue Reading SEC Issues Extension for Compliance with Section 16(a)

Regulations amending Chapter 517 of the Florida Securities and Investor Protection Act (FSIPA) took effect Oct. 1, 2024 (the Regulations). While the Regulations revise certain existing securities and transactional exemptions

Continue Reading Florida Amends Securities and Investor Protection Act: Key Changes to Private Placement, Institutional Investor Exemptions