Skip to content

menu

Greenberg Traurig, LLP logo
HomeAboutServicesContact
Search
Close

Financial Services Observer

News & Commentary on Financial Regulatory and Compliance Matters

11th Circuit

11th Circuit Answers When Would-Be ‘Customers’ May Bring a FINRA Arbitration Against FINRA Members and Associated Persons

By Mark A. Salky & Ian M. Ross on October 2, 2018
Posted in 11th Circuit, Arbitration, Client Alert, Financial Services Litigation, FINRA, Securities

Last week, in Pictet Overseas, Inc. v. Helvetia Trust, the Eleventh Circuit U.S. Court of Appeals affirmed a Florida district court’s order permanently enjoining two offshore trusts from pursuing …
Continue Reading 11th Circuit Answers When Would-Be ‘Customers’ May Bring a FINRA Arbitration Against FINRA Members and Associated Persons

FDCPA – 11TH Circuit: Kinlock v. Wells Fargo Bank – Post-Foreclosure Offers of Financial Assistance to Defaulted Borrower Not Violative of FDCPA/Florida Consumer Collection Protection Act

By Kimberly A. Mello on March 14, 2016
Posted in 11th Circuit, Financial Services Litigation

A mortgage servicer’s offer of financial assistance to a defaulted borrower in order to induce him to vacate his property following foreclosure does not present a plausible claim under the…
Continue Reading FDCPA – 11TH Circuit: Kinlock v. Wells Fargo Bank – Post-Foreclosure Offers of Financial Assistance to Defaulted Borrower Not Violative of FDCPA/Florida Consumer Collection Protection Act

Stay Connected

RSS Twitter Facebook LinkedIn
Subscribe

Topics

About

Greenberg Traurig’s Financial Regulatory and Compliance Group brings together attorneys from various offices and practice areas to assist financial services firms of all types and sizes, as well as vendors to those firms, as they face regulatory, legislative, supervision, examination, licensing, compliance, and governance matters

Read More....

Blog Authors Show/Hide

  • Richard Abeeku Mills-Robertson
  • Amelia Hope Adams
  • Shirin Afsous
  • Nanette Aguirre
  • Lauren Alderson ˘
  • Rosemarie "Rosy" Aleman
  • Virginia Allen
  • Drew M. Altman
  • Lee Ann Anderson
  • Patrick L. Anderson
  • Douglas E. Arend
  • Claire Arritola
  • David C. Ashburn
  • Greenberg Traurig
  • Miriam (Mimi) G. Bahcall
  • Michael T. Baier
  • Keren Barash
  • Laura Bassini
  • David E. Beale
  • Jonathan A. Beckham
  • Charlie Berk
  • Michael A. Berlin
  • Beth A. Black
  • Kara M. Bombach
  • Katharine Bond
  • Daria Boxer
  • Jera L. Bradshaw
  • Cyril T. Brennan
  • Jacob D. Bundick
  • Timothy A. Butler
  • Hannah Caplan
  • Miranda R. Carnes
  • Trevor J. Chaplick
  • Robert B. Christie
  • Tessa Cierny
  • Jonathan H. Claydon
  • Tanya L. Cody
  • Benjamin Cohen
  • Rachel B. Cohen-Deaño
  • Tracy S. Combs
  • Brooke E. Condran
  • Jocelyn M. Coney
  • Cathryn O. Crummey
  • Steven T. Cummings
  • Richard M. Cutshall
  • Jonathan R. Cyprys
  • Rebecca G. DiStefano
  • Sonali Dohale
  • Tim Dolan
  • Arthur Don
  • Cathleen Donohoe
  • Leslie Y. Dughi˘
  • Anne V. Dunne
  • Sylvie A. Durham
  • Jared E. Dwyer
  • Joel Max Eads
  • Rachel Edwards
  • Brooke E. Ehrman‡
  • Gary Emmanuel
  • Carlos M. Escandón
  • Tonya Esposito
  • Paul Ferak
  • Anthony J. Fernandez
  • Richard J. Fidei
  • Cesar Fischer
  • Dorothee Fischer-Appelt
  • Brittany M. Fisher
  • Raffael Fiumara
  • Laura Foote Reiff ‡
  • Shane Foster
  • Matthew Frankle
  • Robert S. Frenchman
  • Harry J. Friedman
  • Danielle N. Garno
  • Elizabeth Colombo Garvey
  • Jack Gearan
  • Tracy L. Gerber
  • Noah Gillespie
  • Leslie S. Godfrey
  • Dale Rose Goldstein
  • Janiell "Alexa" Gonzalez
  • Sean Gordon
  • Laurie L. Green
  • Elaine C. Greenberg
  • Bryan X. Grimaldi
  • Douglas M. Grom
  • Anna Gryska
  • Jiwon Hahn
  • Gareth Hall
  • Cindy Hamilton
  • Matt Hancock
  • Steven E. Harrison
  • Douglas W. Hathaway
  • Eileen M. Hayes
  • Ryan F. Helmrich
  • Jeffry M. Henderson
  • Kara B. Hendricks
  • Michael R. Hogue
  • Aaron J. Hsieh
  • David Huberman
  • Jonathan Huie
  • John B. Hutton III
  • Nathan M. Iacovino
  • Harold N. Iselin
  • Antonio Enrico Izzi
  • Leah Jacob
  • Kyle Jaep
  • Matthew S. Johns‡
  • Barbara A. Jones
  • Michael E. Jusczyk
  • Barbara T. Kaplan
  • Fred E. Karlinsky
  • Patrick Kassen
  • Harris L. Kay
  • Greenberg Traurig
  • Greenberg Traurig, LLP
  • Richard C. Kim
  • Marvin A. Kirsner
  • Kathleen M. Kline
  • Carsten A. Kociok
  • Makoto Koinuma
  • Michael M. Krauss
  • Lotte Kuhn
  • Michele A. Kulerman
  • Greenberg Traurig, LLP
  • Lisa M. Lanham
  • Ernesto Lanza
  • Gregory K. Lawrence
  • Jeffrey Leacox
  • Jason S. Lewis
  • Vincent Lewis
  • Peter H. Lieberman
  • Robert Long
  • Greenberg Traurig
  • Monica Lopez-Rodriguez
  • John Lukanski
  • Melissa López Rogers
  • Scott L. MacLeod
  • William Mack
  • Obiamaka P. Madubuko
  • Steven M. Malina
  • Robert Mangas
  • Cynthia A. Marian
  • Rinaldo Martinez
  • Sarah M. Mathews
  • Eric Mazur
  • Terrence P. McCourt
  • Christopher P. McHugh
  • Graeme McLellan
  • Jeremy Meier
  • Thédoor Melchers
  • Kimberly A. Mello
  • Debra McGuire Mercer
  • Laura Metcoff Klaus
  • Pete S. Michaels
  • David I. Miller
  • Norman R. Miller
  • Alexa S. Minesinger
  • John C. Molluzzo
  • Tiffanie Monplaisir
  • Michael J. Murphy
  • Marc J. Musyl
  • Nathan J. Muyskens
  • Arleen A. Nand
  • Caterina Napoli
  • Katharine J. Neer
  • Susan E. D. Neuberg
  • Kristin L. O'Carroll
  • Niall E. O'Hegarty
  • Koichiro Ohashi
  • Marina Olman-Pal
  • Joshua L. Oppenheimer
  • Madeline Orlando
  • Anne-Marie Ottaway
  • Partha Pal
  • Christiana Papanastasiou ˘
  • Melissa Peach
  • Jessica D. Pedersen
  • W. H. Langley Perry, Jr.
  • Chinh H. Pham
  • Sanford C. Presant
  • Michael Pusateri
  • Daniel M. Rabinovitz
  • Pallav Raghuvanshi
  • Bernadette M. Rappold
  • Kevin P. Ray
  • Linda Ricci
  • Carl J. Riley
  • Ian M. Ross
  • Marc M. Rossell
  • Win Rutherfurd
  • Alessio Gerhart Ruvolo
  • Mark A. Salky
  • Joshua R. Sanderlin
  • Jeff E. Scott
  • Kevin M. Scott
  • Maria Sendra
  • Mark D. Shaffer
  • Patrick Shannon
  • Jasmine Sharma‡
  • J. Scott Sheehan
  • Lisa M. Simonetti
  • Richard A. Sirus
  • Michael R. Sklaire
  • Alan Slomowitz
  • India L. Sneed
  • Mark E. Solomons
  • Timothy F. Stanfield
  • Emily Stephens
  • Oscar Stephens
  • Michele L. Stocker
  • Brian D. Straw
  • Jonathan S. Tannen
  • David G. Thomas
  • Erez I. Tucner
  • William E. Turner
  • Sayaka Uno
  • Jena M. Valdetero
  • Jonathan Van Duren ˘
  • María Velasco
  • Barry Vitou
  • Mary F. Voce
  • Daniel J. Wadley
  • John Warren
  • Jennifer H. Weddle
  • John K. Wells
  • Labry Welty
  • Matthew White
  • Kristin Williams
  • Jéan E. Wilson
  • Nora Wong
  • Catherine Yepes
  • Eri Yoshimura
  • Jason K. Zachary
  • Andrew Zausner
  • David A. Zetoony
  • Shiran Zohar
  • Jennifer S. Zucker
GT Law Blogs

Archives

  Past Events

Nov. 2 EVENT | Selecting an EB-5 Investment Project

Join GT Shareholders Kate Kalmykov and William Mack, along with America EB-5 Visa, LLC’s CEO Marko Issever, for an informative discussion…

Webinar – Aug. 20: LIBOR Phaseout – Preparing for the Beginning of the End

On Thursday, Aug. 20 at 11 a.m. EST, join GT Shareholders Carl Fornaris and Oscar Stephens for a complimentary webinar…

Recent Posts

  • NYDFS Final Cybersecurity Rules – MFA, Asset Inventory, and Third-Party Risk
  • CFPB Withdraws ‘Fine Print’ Rule
  • Non-Bank Lending in the Spotlight: Regulatory Capital and Its Impact
  • Amended New York Transparency Act Broadens Entity Reporting Obligations Beyond Federal Standards
  • Florida Office of Financial Regulation Seeks to Amend and Expand Scope of De-Banking Rules

Financial Services Observer

Greenberg Traurig, LLP logo
RSS Twitter Facebook LinkedIn
Privacy PolicyDisclaimer

About Greenberg Traurig

Greenberg Traurig, LLP has more than 3,000 lawyers across 51 locations in the United States, Europe, the Middle East, Latin America, and Asia. The firm’s broad geographic and practice range enables the delivery of innovative and strategic legal services across borders and industries. Recognized as a 2025 BTI “Best of the Best Recommended Law Firm” by general counsel for trust and relationship management, Greenberg Traurig is consistently ranked among the top firms on the Am Law Global 100, NLJ 500, and Law360 400. Greenberg Traurig is also known for its philanthropic giving, culture, innovation, and pro bono work. Web: www.gtlaw.com.

Copyright © 2025, Greenberg Traurig, LLP. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo