Colorado recently passed legislation that will facilitate the sale and transfer of digital tokens in Colorado. Under the Digital Token Act, Colorado businesses will be permitted to effect transactions involving
Continue Reading Colorado Digital Token Act Exempts Certain Cryptocurrency Transactions From Colorado Securities Laws
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FINRA Releases 2018 Annual Regulatory and Examinations Priorities
By William Mack on
Posted in FINRA, Technology
As it does every January, FINRA released its annual Regulatory and Examinations Priorities Letter identifying areas of examination focus for the coming year, recurring challenges faced by firms, and possible…
Continue Reading FINRA Releases 2018 Annual Regulatory and Examinations Priorities