As robo-advisers continue to grow in popularity with investors, especially millennial investors, at least one regulator is taking a closer look. On July 14, 2016, Massachusetts Secretary of the Commonwealth
Continue Reading Massachusetts Offers Policy Guidance on Investment Advisers’ Use of Robo-Advisers
Massachusetts
States Challenge New SEC Rules on Small Public Offerings
By John K. Wells on
Posted in SEC
Two states – Massachusetts and Montana – have filed suit against the U.S. Securities and Exchange Commission (SEC), challenging the validity of the SEC’s “Regulation A+” rules on the grounds…
Continue Reading States Challenge New SEC Rules on Small Public Offerings