Photo of Rebecca G. DiStefano

Rebecca G. DiStefano

Rebecca G. DiStefano is a member of the firm’s Global Corporate Practice and Global Securities Practice with deep experience in capital formation matters and securities compliance. She counsels clients in a diverse range of corporate securities, corporate governance and regulatory matters at every stage of the corporate life cycle from the emerging growth phase to mature companies evaluating exits.

Ms. DiStefano has wide-ranging experience guiding the executive suite at the intersection of capital formation and securities regulatory matters analyzing a range of finance options to help clients pursue their objectives. Ms. DiStefano’s public and private company clients span a variety of industries including real estate, hospitality, financial services, life sciences, energy, manufacturing, fintech and blockchain technology, and resources. She guides firm clients in financing activities such as early seed, angel and venture capital rounds, community investing, liquidity, bridge and growth capital, and including Regulation D Private Placements, Regulation A Qualifications, Regulation CF Crowdfunding, Registrations, as well as attendant continuing disclosure requirements, periodic reporting and corporate governance matters.

Ms. DiStefano’s clients are often private companies preparing to become public companies or planning for a significant growth phase. She regularly represents clients before the Securities and Exchange Commission and state securities agencies. She has served on the firm’s interdisciplinary Blockchain Task Force since 2017.

 

The SEC’s Division of Examinations has issued a Risk Alert identifying recurring deficiencies in how investment advisers disclose and manage economic conflicts of interest, with observations spanning cash management recommendations, fee practices, Form ADV disclosures, and compliance program design.

Continue Reading SEC Division of Examinations Publishes Risk Alert on Economic Conflicts of Interest

In a significant step forward for the cryptocurrency industry, the U.S. Securities and Exchange Commission issued its first “no-action” letter (NAL) to a U.S.-based company using utility tokens created for
Continue Reading SEC Issues ‘No-Action’ Letters Allowing Sales of Utility Tokens

The rise of blockchain technology ventures raising money preternaturally through initial coin offerings and token generation events (collectively, ICOs) is a capital formation disruptor, one which has and will continue
Continue Reading Regulators Weigh in on Digital Assets, Tokens, Securities, and Derivative Instruments Used in ICOs