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John Warren is a corporate associate in Greenberg Traurig’s Chicago office, where he is a member of the firm’s Investment Management group. John focuses his practice on forming private equity, distressed debt, venture capital and special strategy investment funds. John also represents clients in connection with investments in private funds.

In addition, John has private sector experience. Prior to law school, John worked for Goldman Sachs and Guggenheim Partners, distributing private and public funds to institutions and intermediaries, where he obtained Series 7 and Series 66 securities licenses.

On Sept. 6, 2023, the Securities and Exchange Commission’s Division of Examinations issued a Risk Alert detailing the Division’s examination selection process for SEC-registered investment advisers (Advisers). The Risk Alert

Continue Reading SEC Risk Alert to Investment Advisers: Assessing Risks, Scoping Examinations, and Requesting Documents