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SCOTUS Rules Dodd-Frank Does Not Protect Internal Whistleblowing

By Jack Gearan & Terry McCourt on February 28, 2018
Posted in Dodd-Frank, Sarbanes-Oxley Act, SEC, Securities, U.S. Supreme Court

On Feb. 21, 2018, the U.S. Supreme Court held that the anti-retaliation provision of the Dodd-Frank Act (DFA) protects only employees who complain to the Securities and Exchange Commission (SEC)…
Continue Reading SCOTUS Rules Dodd-Frank Does Not Protect Internal Whistleblowing

Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

By Jack Gearan on April 3, 2017
Posted in Dodd-Frank, Sarbanes-Oxley Act

On March 8, 2017, in Somers v. Digital Realty Trust Inc., No.15-cv-17352 (9th Cir., March 8, 2017), the Ninth Circuit Court of Appeals affirmed the district court’s denial of…
Continue Reading Ninth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

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Greenberg Traurig’s Financial Regulatory and Compliance Group brings together attorneys from various offices and practice areas to assist financial services firms of all types and sizes, as well as vendors to those firms, as they face regulatory, legislative, supervision, examination, licensing, compliance, and governance matters

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