Photo of Ryan F. Helmrich

Ryan F. Helmrich advises fund complexes, investment managers, broker-dealers, and asset servicing providers on a broad range of investment management regulatory and transactional matters. These include the establishment, representation and reorganization of open- and closed-end funds and exchange-traded funds (ETFs), their advisers and listing markets. He also counsels asset managers on a range of regulatory issues, including registration, interpretive guidance, new product development, regulatory examinations and enforcement actions. He regularly assists clients in conducting internal compliance audits and in developing and maintaining compliance programs. Ryan has broad experience assisting private fund sponsors with formation, advertising, and ongoing regulatory compliance.

Ryan regularly represents financial institutions and other asset service providers regarding the negotiation of servicing agreements and derivatives-trading arrangements, as well as other matters affecting their domestic and global asset-servicing activities (custody, administrative, sub-accounting, and transfer agency).