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Katharine Bond

Katharine is a member of the Litigation Practice in Greenberg Traurig's London office. Her practice combines financial services litigation (claimant and defendant) and Financial Conduct Authority (FCA) / Prudential Regulation Authority (PRA) advisory (including enforcement, supervisory and investigations work). Katharine has particular experience advising senior individuals in their distressed dealings with regulators, including advising where FCA / PRA regulation meets employment law issues.

 

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1. Non-financial misconduct – FCA guidance expected

It is anticipated that in 2023 the Financial Conduct Authority (FCA) will provide further guidance on the increasingly uncertain question of what kinds…

Continue Reading 5 Trends to Watch: 2023 UK Contentious Financial Regulation

In December 2021, the UK Financial Conduct Authority (FCA) published a consultation to set a higher standard of consumer protection in retail financial markets, an endeavor which began in July…
Continue Reading FCA Takes Next Step Towards a UK Consumer Duty: An Update for Regulated Businesses

The Appointed Representatives Regime (ARR), a well-known and important feature of the UK regulatory landscape, enables certain businesses – Appointed Representatives (ARs) – to conduct regulated activities without having to…
Continue Reading Principals in the Spotlight as UK’s FCA Consults on Changes to Appointed Representatives Regime

To expedite decisions to prevent or stop consumer harm, the Financial Conduct Authority (FCA) has implemented a controversial change to its decision-making procedures. The change forms part of the FCA’s…
Continue Reading UK FCA Implements Controversial Change to Its Decision-Making Procedures