Skip to content

menu

Greenberg Traurig, LLP logo
HomeAboutServicesContact
Search
Close

Financial Services Observer

News & Commentary on Financial Regulatory and Compliance Matters

Topics

11th Circuit

11th Circuit Answers When Would-Be ‘Customers’ May Bring a FINRA Arbitration Against FINRA Members and Associated PersonsFDCPA – 11TH Circuit: Kinlock v. Wells Fargo Bank – Post-Foreclosure Offers of Financial Assistance to Defaulted Borrower Not Violative of FDCPA/Florida Consumer Collection Protection Act

2d Circuit

FDIC Follows OCC Lead in Attempt to Clarify Madden UncertaintySCOTUS to Resolve Circuit Split Over Dodd-Frank Whistleblowers

account freezing order

Prove It or Lose It! Part III: A Step Too Far? Account Freezing Orders & Account Forfeiture Orders in the UK

annuity

Illinois Supreme Court Rules Annuities Are Not Securities Under Illinois Securities Act

anti-bribery

AML Compliance Scrutiny of Virtual Currency Services in 2020 and BeyondUK Review of the Bribery Act 2010 – Committee Concludes New Guidance Needed

Anti-Money Laundering

FinCEN Proposes Rule on Access to Beneficial Ownership InformationDanske Bank Pleads Guilty, Agrees to Pay More Than $2 Billion in Coordinated Resolution of Investigations into Fraud Related to Its Anti-Money Laundering ControlsBeneficial Ownership Reporting Requirements: FinCEN Issues Final Rule for Implementation of Corporate Transparency Act

Arbitration

11th Circuit Answers When Would-Be ‘Customers’ May Bring a FINRA Arbitration Against FINRA Members and Associated Persons

banking

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesFederal Reserve, FDIC, and OCC Issue the First Joint Statement on Crypto-Asset Risks to Banking OrganizationsNYDFS Proposes Significant Changes to Its Cybersecurity Regulation

Bankruptcy

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesNevada Supreme Court Clarifies That 'Consideration Paid' by Successor Note-Holders Can Limit Recovery in Deficiency Actions

Banks

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesFederal Reserve, FDIC, and OCC Issue the First Joint Statement on Crypto-Asset Risks to Banking OrganizationsNYDFS Proposes Significant Changes to Its Cybersecurity Regulation

BitLicense

The OCC and SEC’s FinHub Issue Guidance on Fiat-Backed Stablecoin ReservesNew York State Department of Financial Services Proposes Framework for a Conditional BitLicenseNew York State Releases Final BitLicense Regulation

Blockchain

Federal Reserve, FDIC, and OCC Issue 2nd Joint Statement Highlighting Liquidity Risks to Banks Engaged in Crypto-Asset-Related Activities5 Trends to Watch: 2023 UK Contentious Financial RegulationFINRA Targeting Crypto Asset Retail Communications

Blockchain Technology Task Force

Crypto Exchange Bittrex Settles $53 Million in Fines with Treasury Department for Sanctions, Anti-Money-Laundering ViolationsFlorida Gov. Signs Bill that Defines ‘Virtual Currency’ and Eases Licensing Restrictions on Certain Virtual Currency Transactions in the StateFinCEN Proposes to Extend Recordkeeping, Reporting, and Identity Verification Requirements to Certain Virtual Currency and Digital Asset Transactions

Brokers

Congress Codifies Longstanding M&A Broker Exemption from SEC RegistrationSEC Proposes to Establish a New Best Execution StandardFINRA Targeting Crypto Asset Retail Communications

California

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected Parties

Capital Markets

SEC Chair Continues Push to Regulate Digital Asset MarketsSEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund DisclosuresFederal Reserve Takes Actions to Provide Over $2 Trillion in Liquidity to U.S. Credit Markets, Including the Launch of its Main Street Lending Program

CFPB

CFPB And FTC Take Their Place As Powerful Crypto CopsCFPB Issues Report on Unlawful ‘Junk Fees’ Uncovered in Deposit Accounts, Multiple Loan Servicing MarketsSmall Business Lenders: CFPB’s Anticipated Section 1071 Rule Would Impose New Data Collection, Reporting Obligations

CFTC

Commodity Futures Trading Commission Issues Time-Limited Relief from CFTC Rule 1.56CFTC Cancels and Replaces Proposed Regulation ATCFTC Proposes Expanding Exemption for Non-U.S. Commodity Pool Operators

Class Action Litigation

Financial Services Insights | Summer 2020Tyson Foods, Inc. v. Bouaphakeo: Supreme Court Upholds Use of Statistical Evidence in Class Actions

Client Alert

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesSEC Announces 2023 Examination PrioritiesDanske Bank Pleads Guilty, Agrees to Pay More Than $2 Billion in Coordinated Resolution of Investigations into Fraud Related to Its Anti-Money Laundering Controls

Commodities

CFTC Cancels and Replaces Proposed Regulation ATCFTC Proposes Expanding Exemption for Non-U.S. Commodity Pool OperatorsCFTC and NFA Commodities Regulatory Update

Compliance

CFPB And FTC Take Their Place As Powerful Crypto CopsThe 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesNYDFS Proposes Significant Changes to Its Cybersecurity Regulation

Consumer Financial Services

CFPB Issues Report on Unlawful ‘Junk Fees’ Uncovered in Deposit Accounts, Multiple Loan Servicing MarketsCFPB Says ‘Show Me The (Consumer Unfriendly) Fine Print’NYDFS Proposes Significant Changes to Its Cybersecurity Regulation

Consumer Lending

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesCFPB Warns Insufficient Data Security Measures May Violate Consumer Financial Protection ActDeputizing State AGs: CFPB Issues Broad New Interpretive Rule on States’ Ability to Enforce Federal Consumer Protection Laws

convertible virtual currency

Florida Gov. Signs Bill that Defines ‘Virtual Currency’ and Eases Licensing Restrictions on Certain Virtual Currency Transactions in the StateFinCEN Proposes to Extend Recordkeeping, Reporting, and Identity Verification Requirements to Certain Virtual Currency and Digital Asset TransactionsSEC Issues No-Action Letter Facilitating the Secondary Trading of Digital Assets

Corporate Governance

SEC Proposes Exemption from Registration for FindersCOVID-19 Pandemic: Banking & Finance ‘Phase 2’ Measures in ItalyExempt Offering Framework Amendment Proposal

cryptocurrency

CFPB And FTC Take Their Place As Powerful Crypto CopsFederal Reserve, FDIC, and OCC Issue 2nd Joint Statement Highlighting Liquidity Risks to Banks Engaged in Crypto-Asset-Related ActivitiesFederal Reserve, FDIC, and OCC Issue the First Joint Statement on Crypto-Asset Risks to Banking Organizations

Cybersecurity

NYDFS Proposes Significant Changes to Its Cybersecurity RegulationFTC Delays Compliance Date of the Safeguards RuleCFPB Warns Insufficient Data Security Measures May Violate Consumer Financial Protection Act

Debt relief

Financial Services Insights | Summer 2020Congress Passes the PPP Flexibility ActFCC Proposes Rules to Limit the Use of Robocalls to Collect Debts Owed to or Guaranteed by the United States

Dodd-Frank

Small Business Lenders: CFPB’s Anticipated Section 1071 Rule Would Impose New Data Collection, Reporting ObligationsCFPB to Issue Consumer Financial Protection Circulars to Increase Transparency and Align EnforcementCFPB Advisory Opinion Clarifies that ECOA Applies Throughout Credit Lifecycle

Due Diligence

FinCEN Finalizes Customer Due Diligence RuleDue Diligence Outsourcing: Traps for the Unwary

EB-5

SEC Disgorgement Lives to See Another Day After Supreme Court’s Liu v. SEC RulingNot Every Broker-Dealer is an EB-5 Broker-DealerSEC Charges Attorneys Across the Country for Acting as Unlicensed Securities Brokers

economic sanctions

Crypto Exchange Bittrex Settles $53 Million in Fines with Treasury Department for Sanctions, Anti-Money-Laundering Violations

EU's Bank Recovery and Resolution Directive

Derivatives Update: What You Should Know As We Enter 2017Article 55 BRRD Can Impact Your Company

European Union

LIBOR Transition Newsletter – Issue 1LIBOR and “No-Deal” BrexitEU Proposes New Rules to Manage Leverage and Derivative Exposure for Funds – Are Asset Managers Ready?

Events

Webinar – Aug. 20: LIBOR Phaseout - Preparing for the Beginning of the EndGreenberg Traurig’s Nanette Aguirre to Speak at Florida Alternative Investment Association Global Macro Perspective 2018Greenberg Traurig Shareholders Jennifer Weddle and Gil Rudolph to Speak at 2017 Tribal Financial Regulators Conference

Exchange-Traded Funds (ETFs)

SEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund DisclosuresSEC Passes Long-Awaited New Rule 6c-11 to Modernize Regulation of ETFs

Exempt offerings

SEC Issues Concept Release to Overhaul Current Framework for Exempt Offerings

FDIC

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesCFPB Issues Report on Unlawful ‘Junk Fees’ Uncovered in Deposit Accounts, Multiple Loan Servicing MarketsFederal Reserve, FDIC, and OCC Issue 2nd Joint Statement Highlighting Liquidity Risks to Banks Engaged in Crypto-Asset-Related Activities

Financial Crimes Enforcement Network

FinCEN Proposes Rule on Access to Beneficial Ownership InformationBeneficial Ownership Reporting Requirements: FinCEN Issues Final Rule for Implementation of Corporate Transparency ActCrypto Exchange Bittrex Settles $53 Million in Fines with Treasury Department for Sanctions, Anti-Money-Laundering Violations

Financial Regulation

CFPB Issues Report on Unlawful ‘Junk Fees’ Uncovered in Deposit Accounts, Multiple Loan Servicing MarketsFederal Reserve, FDIC, and OCC Issue 2nd Joint Statement Highlighting Liquidity Risks to Banks Engaged in Crypto-Asset-Related ActivitiesNew York Set to Join the Fray: NYDFS Finalizes Commercial Financing Disclosure Regulation

Financial Services Litigation

Danske Bank Pleads Guilty, Agrees to Pay More Than $2 Billion in Coordinated Resolution of Investigations into Fraud Related to Its Anti-Money Laundering ControlsDeputizing State AGs: CFPB Issues Broad New Interpretive Rule on States’ Ability to Enforce Federal Consumer Protection LawsCFPB Metrics Report Shows Increased Scrutiny of Borrower Access to Servicers, Information, and Loss Mitigation Opportunities

FINRA

2023 Report on FINRA’s Examination and Risk Monitoring ProgramFINRA Files Amendments to Proposed Rule Change That Will Allow Remote InspectionsFINRA Targeting Crypto Asset Retail Communications

Fintech

CFPB And FTC Take Their Place As Powerful Crypto CopsNYDFS Proposes Significant Changes to Its Cybersecurity RegulationBeneficial Ownership Reporting Requirements: FinCEN Issues Final Rule for Implementation of Corporate Transparency Act

Firm News

Greenberg Traurig’s Carl Fornaris and William Mack Participate at FMA’s Legal and Legislative Issues ConferenceNanette Aguirre to Speak at the Meeting of the Americas 2017 ConferenceNanette Aguirre Joins Board of Florida Alternative Investment Association

First Circuit

First Circuit Offers Rebuke to SEC in Vacating Sanctions Order

FLSA

Tyson Foods, Inc. v. Bouaphakeo: Supreme Court Upholds Use of Statistical Evidence in Class Actions

foreclosure

The Ninth Circuit Issued a Ruling in Bourne Valley Court Trust v. Wells Fargo Bank, NAThird District Court of Appeals Reverses Holding on Statute of Limitations for Florida Foreclosures: The Impact of Deutsche Bank Trust Company Americas, as Trustee v. Beauvais

FSOC

Digital Assets: Financial Stability Oversight Council Risk Report Assesses Regulatory Gaps; Offers RecommendationsFSOC Report Targets Marketplace LendingFinancial Stability Oversight Council Releases 2016 Annual Report

Gaming

GT’s Carl Fornaris Moderates Panel at IAGA, Featured in Gambling ComplianceGreenberg Traurig to Participate at the FIBA Anti-Money Laundering Compliance Conference10 TRENDS: Getting Better All the Time

Global

FinCEN and BIS Warn Financial Institutions About Potential Evasion of Russian and Belarusian Export ControlsCOVID-19 Pandemic: Banking & Finance ‘Phase 2’ Measures in ItalyLIBOR and “No-Deal” Brexit

Government

Crypto Exchange Bittrex Settles $53 Million in Fines with Treasury Department for Sanctions, Anti-Money-Laundering ViolationsDigital Assets: Financial Stability Oversight Council Risk Report Assesses Regulatory Gaps; Offers RecommendationsENABLERS Act Proposes to Expand Definition of ‘Financial Institution’; Impose BSA/AML Requirements on Professional Service Providers

GT Alert

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesSEC Announces 2023 Examination PrioritiesNew York Set to Join the Fray: NYDFS Finalizes Commercial Financing Disclosure Regulation

Insurance

GT Recap | NAIC Fall 2020 National MeetingIllinois Supreme Court Rules Annuities Are Not Securities Under Illinois Securities ActFred Karlinsky, Rich Fidei, and Jamey Zellner Co-Author Cybersecurity Update in Reactions Magazine

insurance producer

Illinois Supreme Court Rules Annuities Are Not Securities Under Illinois Securities Act

investment advisor

SEC Issues Risk Alert Regarding Registered Investment CompaniesSEC Staff Issues No-Action Relief for Custody of Certain Loan Interests Under the Investment Company ActThe SEC’s 2020 Amendments to Proxy Rules and Supplemental Guidance to Investment Advisers on Proxy Voting Responsibilities

Investment Company Act of 1940

SEC Issues Risk Alert Regarding Registered Investment CompaniesSEC Staff Issues No-Action Relief for Custody of Certain Loan Interests Under the Investment Company ActThe SEC’s 2020 Amendments to Proxy Rules and Supplemental Guidance to Investment Advisers on Proxy Voting Responsibilities

Investment Regulation

SEC Issues Long-Awaited Proposed Rule on Climate DisclosuresSEC Issues Risk Alert Regarding Registered Investment Companies2021 SEC Examination Priorities for Securities Industry Registrants

Lending

Small Business Lenders: CFPB’s Anticipated Section 1071 Rule Would Impose New Data Collection, Reporting ObligationsCFPB Expands Anti-Discrimination by Applying UDAAP to Credit and Non-credit ProductsUpdate: CFPB Finalizes Pandemic Mortgage Servicing Rules

LIBOR

2021 SEC Examination Priorities for Securities Industry RegistrantsFinancial Services Insights | Summer 2020Webinar – Aug. 20: LIBOR Phaseout - Preparing for the Beginning of the End

Litigation

Financial Services Insights | Spring 2021CFPB Intensifies Focus on Pandemic Mortgage ServicingSEC Issues No-Action Letter Facilitating the Secondary Trading of Digital Assets

Mortgage

CFPB Issues Report on Unlawful ‘Junk Fees’ Uncovered in Deposit Accounts, Multiple Loan Servicing MarketsCFPB Metrics Report Shows Increased Scrutiny of Borrower Access to Servicers, Information, and Loss Mitigation OpportunitiesCFPB Expands Anti-Discrimination by Applying UDAAP to Credit and Non-credit Products

New York

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesNYDFS Proposes Significant Changes to Its Cybersecurity Regulation

OCIE

2020 SEC Exam Priorities for Securities Industry RegistrantsSEC Publishes OCIE 2020 Examination PrioritiesSEC’s Office of Compliance Inspections and Examinations Releases 2019 Examination Priorities

Real Estate

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesFinCEN Launches Rulemaking Process to Implement Reporting Requirements for Real Estate SectorAll Systems Go? LIBOR Transition Efforts During the COVID-19 Pandemic

Regulatory Compliance

CFPB And FTC Take Their Place As Powerful Crypto CopsSEC Announces 2023 Examination PrioritiesNew York Set to Join the Fray: NYDFS Finalizes Commercial Financing Disclosure Regulation

Retirement

NY Department of Financial Services Proposes its Own Fiduciary Rule in Response to U.S. DOL DelayThe DOL Issues Broader Fiduciary Adviser Definition: What Does it Mean for You?Proposed Fiduciary Rule for Retirement Accounts One Step Closer to Reality

Risk

2023 Report on FINRA’s Examination and Risk Monitoring ProgramFederal Reserve, FDIC, and OCC Issue the First Joint Statement on Crypto-Asset Risks to Banking OrganizationsNYDFS Proposes Significant Changes to Its Cybersecurity Regulation

Risk Management

The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected PartiesFederal Reserve, FDIC, and OCC Issue the First Joint Statement on Crypto-Asset Risks to Banking OrganizationsCFPB to Examine Nonbank Financial Companies – Including Fintechs – that Pose Risk to Consumers

Sarbanes-Oxley Act

SCOTUS Rules Dodd-Frank Does Not Protect Internal WhistleblowingNinth Circuit Widens Circuit Split on Whether Dodd-Frank Protects Internal Whistleblowing

SEC

CFPB And FTC Take Their Place As Powerful Crypto CopsSEC Announces 2023 Examination PrioritiesCongress Codifies Longstanding M&A Broker Exemption from SEC Registration

Securities

FINRA Targeting Crypto Asset Retail CommunicationsSEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities RegulationsSEC Issues Risk Alert Regarding Registered Investment Companies

Securities and Exchange Commission

CFPB And FTC Take Their Place As Powerful Crypto CopsSEC Announces 2023 Examination PrioritiesSEC Proposes to Establish a New Best Execution Standard

Tax

IRS Issues New Cryptocurrency GuidanceSEC Issues ‘No-Action’ Letters Allowing Sales of Utility TokensBlockchain & Cryptocurrency Newsletter - Winter 2019

TCPA

Greenberg Traurig’s Gil Rudolph and Lori S. Nugent Participate at CCFL’s Annual Consumer Financial Services ConferenceFCC Proposes Rules to Limit the Use of Robocalls to Collect Debts Owed to or Guaranteed by the United States

Technology

SEC Issues No-Action Letter Facilitating the Secondary Trading of Digital AssetsNew York State Department of Financial Services Proposes Framework for a Conditional BitLicenseFinCEN Director Confirms Enforcement Focus on Virtual Currency AML Compliance

Token offering

SEC Clears First Two Regulated Token Offerings

Tokyo Metropolitan Government

The ‘Global Financial City Tokyo’ Initiatives

U.S. Financial Market

SEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities RegulationsSEC Proposes Rule Changes to Mutual Fund and Exchange Traded Fund DisclosuresInteragency Guidance for Financial Institutions on Coronavirus Disease-Related Loan Modifications

U.S. Supreme Court

Financial Services Insights | Spring 2021SEC Disgorgement Lives to See Another Day After Supreme Court’s Liu v. SEC RulingSEC Order Seeks to Clarify Steps Forward Following Lucia

Uncategorized

Crypto Exchange Bittrex Settles $53 Million in Fines with Treasury Department for Sanctions, Anti-Money-Laundering ViolationsSEC Passes Long-Awaited New Rule 6c-11 to Modernize Regulation of ETFsProve It or Lose It! Parts I and II: Unexplained Wealth Orders and Civil Recovery Orders in the United Kingdom

Unclaimed Property & Escheat

Cryptocurrencies and Unclaimed Property: Potential Implications of State Escheat Laws for the Blockchain Technology IndustryUnclaimed Property Litigation Update: Victories on the Horizon for the Holder Community?

Unexplained Wealth Order

Prove It or Lose It! Part III: A Step Too Far? Account Freezing Orders & Account Forfeiture Orders in the UKProve It or Lose It! Parts I and II: Unexplained Wealth Orders and Civil Recovery Orders in the United Kingdom

United Kingdom

5 Trends to Watch: 2023 UK Contentious Financial RegulationUK FCA Implements Controversial Change to Its Decision-Making ProceduresAll Systems Go? LIBOR Transition Efforts During the COVID-19 Pandemic

Virtual Currency

CFPB And FTC Take Their Place As Powerful Crypto CopsFederal Reserve, FDIC, and OCC Issue the First Joint Statement on Crypto-Asset Risks to Banking OrganizationsDigital Assets: Financial Stability Oversight Council Risk Report Assesses Regulatory Gaps; Offers Recommendations

white collar

ENABLERS Act Proposes to Expand Definition of ‘Financial Institution’; Impose BSA/AML Requirements on Professional Service ProvidersFinCEN Proposes Rule on Beneficial Ownership Reporting Under Corporate Transparency ActPrincipals in the Spotlight as UK’s FCA Consults on Changes to Appointed Representatives Regime

Stay Connected

RSS Twitter Facebook LinkedIn
Subscribe

Topics

About

Greenberg Traurig’s Financial Regulatory and Compliance Group brings together attorneys from various offices and practice areas to assist financial services firms of all types and sizes, as well as vendors to those firms, as they face regulatory, legislative, supervision, examination, licensing, compliance, and governance matters

Read More....

Blog Authors Show/Hide

  • Richard Abeeku Mills-Robertson
  • Nanette Aguirre
  • Rosemarie "Rosy" Aleman
  • Lee Ann Anderson
  • Patrick L. Anderson
  • Douglas E. Arend
  • Claire Arritola
  • Claudio J. Arruda
  • Greenberg Traurig
  • Michael T. Baier
  • Greenberg Traurig
  • Laura Bassini
  • David Beale
  • Jonathan A. Beckham
  • Charlie Berk
  • Michael A. Berlin
  • Beth A. Black
  • Kara M. Bombach
  • Katharine Bond
  • Jacob D. Bundick
  • Timothy A. Butler
  • Trevor J. Chaplick
  • Robert B. Christie
  • Tessa Cierny ˘
  • Jonathan H. Claydon
  • Tanya L. Cody
  • Brooke E. Condran
  • Jocelyn M. Coney
  • Steven T. Cummings
  • Richard M. Cutshall
  • Jonathan R. Cyprys
  • Rebecca G. DiStefano
  • Arthur Don
  • Cathleen Donohoe
  • Leslie Y. Dughi˘
  • Anne V. Dunne
  • Sylvie A. Durham
  • Jared E. Dwyer
  • Joel Max Eads
  • Brooke E. Ehrman‡
  • Tarrian Ellis‡
  • Carlos M. Escandón
  • Tonya Esposito
  • Paul Ferak
  • Anthony J. Fernandez
  • Richard J. Fidei
  • Matthew Frankle
  • Kyle R. Freeny
  • Robert S. Frenchman
  • Harry J. Friedman
  • Danielle N. Garno
  • Jack Gearan
  • Tracy L. Gerber
  • Leslie S. Godfrey
  • Dale Rose Goldstein
  • Janiell "Alexa" Gonzalez
  • Sean Gordon
  • Laurie L. Green
  • Elaine C. Greenberg
  • Leisel O. Greig ˘
  • Bryan X. Grimaldi
  • Douglas M. Grom
  • Anna Gryska
  • Jiwon Hahn
  • Gareth Hall
  • Cindy Hamilton
  • Matt Hancock
  • Steven E. Harrison
  • Douglas W. Hathaway
  • Ryan F. Helmrich
  • Jeffry M. Henderson
  • Kara B. Hendricks
  • Michael R. Hogue
  • Robert A. Horowitz
  • Aaron J. Hsieh
  • Jonathan Huie
  • John B. Hutton III
  • Nathan M. Iacovino
  • Harold N. Iselin
  • Antonio Enrico Izzi
  • Matthew S. Johns‡
  • Barbara A. Jones
  • Michael E. Jusczyk
  • Fred E. Karlinsky
  • Harris L. Kay
  • Greenberg Traurig
  • Greenberg Traurig, LLP
  • Richard C. Kim
  • Marvin A. Kirsner
  • Kathleen M. Kline
  • Carsten A. Kociok
  • Makoto Koinuma
  • Michael M. Krauss
  • Lotte Kuhn
  • Michele A. Kulerman
  • Greenberg Traurig, LLP
  • Ernesto Lanza
  • Gregory K. Lawrence
  • Jeffrey Leacox
  • Jason S. Lewis
  • Vincent Lewis
  • Peter H. Lieberman
  • Robert Long
  • Greenberg Traurig
  • Monica Lopez-Rodriguez
  • Melissa López Rogers
  • Scott L. MacLeod
  • William Mack
  • Obiamaka P. Madubuko
  • Steve M. Malina
  • Jeffrey D. Mamorsky
  • Robert Mangas
  • Sarah M. Mathews
  • Eric Mazur
  • Terry McCourt
  • Christopher P. McHugh
  • Graeme McLellan
  • Thédoor Melchers
  • Kimberly A. Mello
  • Debra McGuire Mercer
  • Laura Metcoff Klaus
  • Pete S. Michaels
  • David I. Miller
  • Norman R. Miller
  • John C. Molluzzo
  • Michael J. Murphy
  • Marc J. Musyl
  • Arleen A. Nand
  • Caterina Napoli
  • Katharine J. Neer
  • Susan E. D. Neuberg
  • Kristin L. O'Carroll
  • Niall E. O'Hegarty
  • Koichiro Ohashi
  • Marina Olman-Pal
  • Joshua L. Oppenheimer
  • Madeline Orlando
  • Anne-Marie Ottaway
  • Jessica D. Pedersen
  • W. H. Langley Perry, Jr.
  • Chinh H. Pham
  • Michael Pusateri
  • Daniel M. Rabinovitz
  • Pallav Raghuvanshi
  • Bernadette M. Rappold
  • Kevin P. Ray
  • Laura Foote Reiff‡
  • Linda Ricci
  • Carl J. Riley
  • Ian M. Ross
  • Marc M. Rossell
  • Gil Rudolph
  • Alessio Gerhart Ruvolo
  • Mark A. Salky
  • Joshua R. Sanderlin
  • Benjamin M. Saul
  • Jeff E. Scott
  • Kevin M. Scott
  • Maria Sendra
  • Mark D. Shaffer
  • J. Scott Sheehan
  • Lisa M. Simonetti
  • Richard A. Sirus
  • Hilary R. Sledge-Sarnor
  • Alan Slomowitz
  • India L. Sneed
  • Mark E. Solomons
  • Oscar Stephens
  • Michele L. Stocker
  • Jonathan S. Tannen
  • David G. Thomas
  • William E. Turner
  • Sayaka Uno
  • María Velasco
  • Barry Vitou
  • Mary F. Voce
  • Daniel J. Wadley
  • Jennifer H. Weddle
  • Andrew S. Wein
  • John K. Wells
  • Labry Welty
  • Matthew White
  • Kristin Williams
  • Jéan E. Wilson
  • Nora Wong
  • Eri Yoshimura
  • Jason K. Zachary
  • Andrew Zausner
  • Shiran Zohar
  • Jennifer S. Zucker
GT Law Blogs

Archives

  Upcoming Events

Webinar – Aug. 20: LIBOR Phaseout – Preparing for the Beginning of the End

On Thursday, Aug. 20 at 11 a.m. EST, join GT Shareholders Carl Fornaris and Oscar Stephens for a complimentary webinar…

Greenberg Traurig’s Nanette Aguirre to Speak at Florida Alternative Investment Association Global Macro Perspective 2018

Nanette Aguirre, corporate shareholder, will participate in the Florida Alternative Investment Association (FLAIA) Global Perspective 2018 Conference in Miami,…

Recent Posts

  • CFPB And FTC Take Their Place As Powerful Crypto Cops
  • The 2023 Banking Contagion: Questions & Answers for Insured and Uninsured Depositors, Other Affected Parties
  • CFPB Issues Report on Unlawful ‘Junk Fees’ Uncovered in Deposit Accounts, Multiple Loan Servicing Markets
  • Federal Reserve, FDIC, and OCC Issue 2nd Joint Statement Highlighting Liquidity Risks to Banks Engaged in Crypto-Asset-Related Activities
  • SEC Announces 2023 Examination Priorities

Financial Services Observer

Greenberg Traurig, LLP logo
RSS Twitter Facebook LinkedIn
Privacy PolicyDisclaimer

About Greenberg Traurig

Greenberg Traurig, LLP has more than 2650 attorneys in 44 locations in the United States, Europe, Latin America, Asia, and the Middle East. The firm is a 2022 BTI “Highly Recommended Law Firm” for superior client service and is consistently among the top firms on the Am Law Global 100 and NLJ 250. Greenberg Traurig is Mansfield Rule 5.0 Certified Plus by The Diversity Lab and is recognized for powering its U.S. offices with 100% renewable energy as certified by the Center for Resource Solutions Green-e® Energy as a member of the U.S. EPA’s Green Partnership Program. The firm is known for its philanthropic giving, innovation, diversity, and pro bono. Web: www.gtlaw.com.

Copyright © 2023, Greenberg Traurig, LLP. All Rights Reserved.
Law blog design & platform by LexBlog LexBlog Logo